Regulatory-Ready Risk Reporting
Indian brokerages face regular regulatory audits from SEBI, stock exchanges, and external auditors. TalkOffice provides a comprehensive compliance reporting suite that generates all required regulatory reports in the formats mandated by each authority.
The platform maintains a complete audit trail of every risk action, every margin adjustment, and every squareoff event. During audits, brokers can produce timestamped evidence demonstrating that all risk management actions were taken in accordance with their documented risk management framework.
Export and Download Reports
All reports from TalkOffice can be exported for easy record-keeping and sharing with auditors. This feature is essential for regulatory compliance, enabling brokers to provide auditors with the exact data they need in accessible formats.
Compliance Report Types
Margin Shortfall Reports
Detailed reports identifying every instance of margin shortfall including client identity, shortfall amount, time of shortfall, and corrective actions taken.
Peak Margin Reports
Automated peak margin capture reports in exchange-specified formats for direct regulatory submission.
Client Fund Reconciliation
Reports demonstrating proper fund segregation between broker and client accounts as required by SEBI regulations.
Risk Exception Reports
Reports documenting all risk exceptions including squareoff events, limit breaches, and manual overrides with complete justification trails.
Trade Audit Trail
Complete trade-level audit trails with order timestamps, execution details, modification history, and rejection reasons for every order processed through the system.